23 Important Points About Section 2257
The New Section 2257 Amendments
by Attorney J. D. Obenberger
Introduction
Last
week, on January 20, dramatic
changes became effective in the laws which regulate adult content
producers,
publishers (including web publishers) and distributors. Some of
the
Justice Department’s changes go to very fundamental issues that have
been at
the heart both of both industry complaints about the implementation of
Section
2257 and the litigation brought on behalf of industry interests to
invalidate
it, and one senses that an important purpose of the Justice Department
was to
strengthen the constitutional defensibility of the scheme by making it
more
reasonable and less obviously obnoxious. Overall, the changes go in the
directions of lightening some of the economic costs of compliance,
remedying
many privacy concerns, and limiting the scope of the regulations to the
commercial sphere. The regulations also implement Section 2257A,
creating a
less burdensome regime for producers of material outside of the
hardcore space.
By
their own terms and the date of
publication, the amendments were to take effect on January 20, 2009,
inauguration day. It is hard to
see how any executive memorandum or order issued on or after January 20
could,
consistent with the statutes that govern the process, delay or prevent
the
regulations from having coming into effect on that date. Nevertheless,
confirmation
is being sought by the Free Speech Coalition, inquiring of the Justice
Department its position as to whether the amendments are now in force
and
effect. Accordingly, the prudent Producer and Publisher will consider
the
regulations as effective unless or until the Justice Department
announces
otherwise.
It
is virtually certain that further
litigation challenging the validity of the Section 2257 scheme of
regulation
will ensue. I expect challenges
based both on the perceived unconstitutionality of the scheme as an
unreasonable burden on freedom of expression and upon more technical
objections
related to the procedures employed in the promulgation of the
regulations. As
relates to the constitutional arguments, the pressure of prior
litigation
alerted the Justice Department to the most constitutionally obnoxious
effects
of the prior regulations and now many of them are textually gone from
the
regulations. This does give any litigation team less to work with, and
it
forces the course of litigation to the core issues concerning whether
the
scheme unreasonably burdens lawful expression. It would be a mistake to
expect
any rapid and dramatic injunction against its enforcement, as welcome
to the
Industry as that would be. The prudent Producer and Publisher should
move with
all deliberate speed toward certifiable compliance with the regulations
as
amended and support litigation challenging it.
I.
The Context of the Changes in
Litigation and Legislation
After
the last round of regulatory changes on June 23, 2005, the Free Speech
Coalition brought a lawsuit in Denver broadly challenging both the
statute and amended
regulations on Free Speech and Privacy grounds, and particularly
challenging
the “Secondary Producer” provisions of the regulations which imposed a
duty on
re-publishers to maintain and make available for official inspection
records
concerning the identity of the original producers and the performers
and to
affix a compliance statement. Denver was chosen because it sits in the
Tenth
Circuit, which had already ruled in the 1998 Sundance
decision that the Secondary Producer regulations issued by
the Justice Department improperly expanded the scope of the regulations
to a
class of persons outside the congressionally authorized reach of the
statute. The invalidation of the Secondary
Producer
provisions of the 2005 changes was thought to be a sure judicial thing
by the
Free Speech Coalition, and a long series of other constitutional
attacks came
along for the ride.
The
Denver court did what it was mandated to do in the 2005 Free Speech
Coalition
Case: It ultimately restrained enforcement of the then-invalid the
Secondary
Producer provisions, not on any constitutional grounds, but simply
because, in
those regulations, DOJ went further than the statute reached. This kind
of
invalidation could be undone by Congress by passing a law to expand the
power
of the Justice Department, and Congress did that in July, 2007 by the
Adam
Walsh Act – and more. In the Adam Walsh Act, Congress
not only declared its intent to have the Justice Department
regulate Secondary Producers in the wake of the Denver litigation, it
dramatically increased the kind of images that were subject to such
regulation
– bringing into regulation the previously unregulated depictions of
merely
simulated sex and images depicting genitals and the “pubic area”, as
well. The
law also included each page of a website containing covered material
within the
definition of “copy”, thereby requiring it to present a disclosure
statement. It is inescapable that the most
dramatic
consequence of the Denver litigation was a dramatic increase
in the industry’s burden of regulation under the Adam
Walsh Act. This is reflected in the recent
amendments.
The
federal trial court judge in
Denver granted summary judgment to the Justice Department and against
the Free
Speech Coalition in the lion’s share of constitutional issues brought
to court.
The court had reservations concerning a small
group of constitutional issues. It considered the expense of
maintaining a full
copy of live video programming (which it called “internet chat rooms”)
to
amount to an economic burden of dubious constitutionality. It also
determined
that a constitutional issue (precluding summary judgment for the
government)
existed as to whether the then-recent regulatory changes mandating
official
picture ID raised an ex post facto issue, now criminalizing conduct
that was
lawful when transacted. Finally, it saw a constitutional issue in the
URL
retention provisions because they did not appear to be limited to URLs
actually
under the control of the producer required to maintain records. Each of
these
issues has found its way into the newly promulgated
regulations.
The
pressure of litigation against
the Justice Department did require it (by way of administrative
interpretation)
to ameliorate some hardships in the law and to reduce the level of
ambiguity in
order to preserve its constitutionality.
Among the most important, 1) The
Justice Department conceded that a US producer may accept foreign ID
outside
the United States and lawfully maintain them as records domestically;
and 2)
The Justice Department also conceded that a Primary Producer may
lawfully
redact certain personal information, including name, from the copy of
an
identification document that may lawfully be accepted and maintained by
Secondary Producers. These, too, have been reflected in the amendments.
b. Connections
in Cincinnati
On
October 23, 2007, the a
three-member panel of the Sixth Circuit sitting in Ohio, invalidated
Section
2257 and its supporting regulations, determining that they violated the
First
Amendment. None of the judges saw
the case quite the same way, but two of them agreed that it was wholly
unconstitutionally and that they could not fix it by interpretation.
The third
judge, too, who dissented from the determination of invalidity, agreed
that
serious constitutional defects existed, but he felt that the court could fix the statute by limiting it to
commercial situations. (Even that dissenter proposed excising
out language
applying to Secondary Producers in the statute to save its
constitutionality,
thereby undoing an important part of the Adam Walsh Act.) The others
disagreed
with the dissenter for a variety of reasons, including a legislative
history
that plainly shows that Congress intended
to reach non-commercial distribution, because that’s where
the bulk of
child porn is made and moved. Were the
statute limited to commercial photography and commercial distribution,
it seems
to me that this panel would have come to a different result upholding
Section
2257, because the most serious unconstitutional obnoxiousness they
found in the
statute related to personal and private images that enjoy an
expectation of
privacy in the home. They were concerned with the chilling
effect upon the
creation of noncommercial images when the age of the model was actually
known
by the photographer. The court seemed appalled that a government
inspector
could come in under the law to view video records of the most intimate
moments
of a married couple.
The government responded: On April 10, 2008, the Government’s Petition for rehearing en banc was granted by Sixth Circuit. This means that all of the active judges of the Sixth Circuit will reconsider the three-judge panel’s result. While they might affirm, the granting of en banc review suggests that a number of the other judges were troubled by the decision. The granting of a petition for rehearing en banc had the legal effect of vacating the opinion and judgment, which now has no legal effect (6th Cir. Rule 35 (a.), but the decision clearly had an effect in the United States Justice Department. First, since the Connections decision was announced, the FBI has suspended records inspection. Second, the official commentary accompanying the most recent changes expends great energy in demonstrating internal evidence that the regulations were never intended for application outside the commercial pornography industry, and it directly states that the regulatory scheme does not extend to images which are not intended for sale or trade. This language is clearly aimed at influencing the Sixth Circuit in the Connections case.
[Editor's
note: On rehearing en banc, the Sixth Circuit reversed the three judge
panel discussed here and affirmed the constitutional validity of
Section 2257. The United States Supreme Court was petitioned for review
and declined to grant certiorari. Since then, FSC commenced another
round of litigation against Section 2257 in Philadelphia and lost
again. This matter is now on review in the Court of Appeals for the
Third Circuit at the time that this update is written, June, 2011. Reed
Lee of this office, who also serves on FSC's Board of Directors, wrote
large portions of the Reply Brief for the Free Speech Coalition as was
reported in AVN by Mark Kernes and appears "Of Counsel" on the title
page of that brief.]
II.
Highlights of the Changes
On
December 18, 2008, in the dark, declining days of the Bush
Administration, the Federal Register
printed DOJ’s
amendments to the regulations implementing Section 2257, which by law
became
effective thirty days later. (Certain particular provisions specify
other
critical dates for their effectiveness. In case of any doubt, clients
should
contact us for particular guidance as to effective dates.)
For
convenient review and reference, I have posted a “redline” breakdown
comparing the text of the former regulation promulgated in 2005 with
the new
text, striking through text which is now deleted
and underlining
newly added text at http://my.execpc.com/~xxxlaw/2257.Redlined.htm
It is a difficult, intricate, and painstaking task to create such a
table in
regard to a regulation of this length and complexity, lawyers preparing
such a
table may disagree on how best to graphically render a change,
especially in
regard to punctuation and spaces, and so it is all but certain that
some minor
errors or confusions exist in my redline rendition. If your own careful
examination discloses what you think may be an error in the table,
please bring
it to my attention.
The
amendments were promulgated with extensive commentary that actually
dwarfs the
changes themselves, in more ways than one. An age-old legal principle
is that
administrative interpretations of statutes and regulations by the
agency
charged in law with their enforcement are entitled to great deference
by the
courts. Certain critical changes in the application and meaning of the
regulations (and indeed, the entire scheme of regulation) are found
nowhere at
all, textually, in the regulations themselves, but only in the
commentary. (The
limitation of their scope to matters intended for commerce or trade is
an apt
example of a significant clarification of scope which is referred to in
the
official comments and only barely and incompletely alluded to in the
regulations.) Accordingly,
a “redline”
rendition of textual changes in the regulations tells only a partial
(and
misleading) part of the story.
1. “DATE
OF ORIGINAL PRODUCTION”
DEFINED TO BE THE DATE OF PHOTOGRAPY.
The
“Date of Original Production” for
Primary Producers is now the first date of sexually explicit
photography/videography. Producers
are now, for the first time, required to create and maintain a record
of that
date. Primary Producers must also create a record of the first date of
actual
photography/videography of any performer who turns 18 during the time
of
production and specially maintain a record of that performer’s first
date of
sexually explicit performance. A Secondary Producer may not use the
material
without obtaining these dates and maintaining the record in conformity
with the
regulations. (In the past, Date of Production has meant a variety of
things,
many of which are irrelevant to the age of any performer when he or she
first
stood in front of a camera for a sexually explicit performance. Now,
the date
actually relevant to the protection of children must be recorded.) This
obligation only works prospectively because to do otherwise would be to
criminalize the distribution of material that was legal when made, the
Producer
having recorded another variety of the Date of Production.
Primary
Producer clients of this office who are using our Section 2257 Data
Acquisition
forms correctly have been recording that relevant date from the time
that form
was created. While minor changes to the form to more perfectly track
the
nomenclature of the regulations should be made, and will be made on
request of
clients, the existing form, when used as directed, establishes and
certifies
compliance.
In
a compilation production, the date of original is the first date of
photography/videography of the oldest content in the
compilation.
Pages
44439 and following.
2.
THE DATE OF ORIGINAL PRODUCTION
MUST BE RECORDED WHEN THE FIRST IDENTIFICATION DOCUMENT IS EXAMINED,
BEFORE
IMAGES ARE CREATED.
Page
77442.
3.
PERFORMERS OF MINOR SIGNIFICANCE
ARE ALL PERFORMERS.
All
performers in a production including a depiction of sexually explicit
conduct
are covered, even performers with minor and arguably non sexual roles,
and
records concerning them must be maintained in no less formal manner
than
performers who clearly are depicted in sexually explicit roles. No
provision in
the regulations specifically precludes an application of this principle
retroactively.
Page
77442.
4.
CONTENT OF SECTION 2257 COMPLIANCE
STATEMENT: FEWER DISCLOSURES REQUIRED: NEITHER THE DATE OF ORIGINAL
PRODUCTION
NOR THE ACTUAL NAME OF THE CUSODIAN NEED BE SET OUT IN THE STATEMENT.
Pages
77437, 77445.
5.
DISCLOSURE STATEMENT TO BE
INCLUDED ON EVERY PAGE OF A WEBSITE THAT INCLUDES SEXUALLY EXPLICIT
DEPICTIONS.
Implementing
the provisions of the Adam Walsh Act, every page that contains sexually
explicit depictions must have its Disclosure Statement. This may be
affixed to
the page by a hyperlink or mouseover.
Page
77437.
6.
RECORDS MAY BE MAINTAINED BY THIRD
PARTIES.
Under
the new changes, both Primary Producers and Secondary Producers may
discharge
their obligation to maintain records and make them available for
inspection at
the offices of an independent custodian. It is my opinion, based on a
close
reading of the commentary and regulations, that this obligation is not
met when
a Secondary Producer merely points back to a Primary Producer’s
records, and
that such a practice amounts to a crime.
In
partial explanation, the new provisions do not eliminate the obligation
to
“maintain”. At least one court has held that the statutory scheme is
intended
to preserve multiple copies of records to avert destruction. The DOJ
commentary
also praises inspection by Secondary Producer to effectuate goal of the
elimination of secondary markets for child pornography (Pages 77438,
77442),
and points to specter of criminal prosecution in the case that
uninspected
records actually disclose the existence of child pornography, so
nothing can
said to be the lawful maintenance of records that would preclude the
Secondary’s
access to the records. Such words as “keep” and “retain” and “accept
copies”
are also peppered through the relevant discussions in the DOJ
Commentary. The
term, “third party”, also used in the Commentary, though not in the
regulation
itself, implies someone other than an original producer.
Any
errors or defects by such a custodian have the potential to lead to
criminal charges
against the producer using that custodian. When such a custodian is
used, the
title of the custodian and the address at which the records may be made
available for inspection must appear on the Disclosure Statement.
Page
77445.
7.
IN GENERAL, RECORDS MAY BE
MAINTAINED IN EXCLUSIVELY DIGITAL COPY FORMATS.
There
is no obligation to maintain records in any hard copy, though to do so
amounts
to compliance. DOJ warns, however, that a failure of the digital system
of
retrieval or maintenance does not excuse compliance.
Page 77443.
8.
REDACTION OF RECORDS TRANSMITTED
TO SECONDARY PRODUCER.
Page
77443, 77454.
9.
MODIFICATION OF HOW MUCH OF A LIVE
VIDEO DEPICTION MUST BE MAINTAINED IN THE RECORDS.
Page
77466.
10.
DOJ MAKES IT CLEAR THAT A
PRODUCER NEED NOT KEEP RECORDS OF URLS OVER WHICH HE HAS NO CONTROL.
Page
77441.
11.
EFFECTIVE DATES CONCERNING
SECONDARY PRODUCERS, SIMULATED SEXUAL IMAGES, AND DEPICTIONS INCLUDING
GENITALS
AND PUBIC AREA.
The
Factors articulated in Dost follow:
The
official DOJ Commentary makes much mention of US
v. Knox, a federal child pornography case coming out of Ohio
that sustained a CP conviction under circumstances in which the
juvenile model
was fully clothed, but dancing in an erotic setting with camera angles
centered
on her crotch. This case has always been viewed with concern by
Industry
attorneys as opening a Pandora’s Box in which the laws against the
sexual
exploitation of children may be twisted in such a way as to reach
material that
comes nowhere close to actual child pornography, including mainstream
advertising. The concern here is that a producer might face prosecution
under
2257 for images in which no one’s unclothed genitals or public area is
directly
visible. Knox has always seemed like a strange and unbalanced case
because it
applies a statute which criminalizes certain displays, when really
nothing is
actually displayed under the ordinary understanding of what “display”
means.
DOJ regards the apprehension of the Industry about Knox
to be misplaced. Page
77433 and following. DOJ notes that a pixilated image may be a
lascivious
image, notwithstanding the pixilation.
Page
77438.
13.
THE SCOPE OF SECTION 2257 IS
LIMITED TO IMAGES CREATED FOR COMMERCE OR TRADE.
Page
77456, 77437.
14.
DOJ STATES: IF DEPICTIONS ORIGINATING
IN A FOREIGN COUNTRY ARE MADE AVAILABLE IN THE UNITED STATES, RECORDS
MUST BE MADE
AND MAINTAINED.
Pages7749-50
15.
DOJ CLARIFIES: PIXILATING AN
IMAGE IS THE CREATION OF AN IMAGE AND CREATES OBLIGATIONS AS A PRODUCER.
Page
77438.
16.
DOJ STATES THAT THERE IS ONLY ONE
PRODUCER.
Page
77439.
17.
NECESSARY FORMS OF ID IN OVERSEAS
SHOOTS:
Page
77435.
18.
THE ISSUE OF WHAT CONTENT
ELEMENTS REQUIRE THEIR OWN NOTICES IS ONLY PARTIALLY ANSWERED –
AND NO CONCEPTUALLY
CONSISTENT APPROACH IS PROVIDED.
19.
THE DILEMMA OF INNOCENTLY
ACQUIRED OR INNOCENTLY CREATED CHILD PORNOGRAPHY.
DOJ
made clear that when the child porn nature of depictions is learned
after
production, even if the image itself is destroyed, the records must be
maintained. In doing so, it appeared to be referring to the records as being something separate and
apart from the depiction.
Page
77465.
20. DOJ STATES THAT ONLINE DISTRIBUTORS
HAVE NO DUTY UNDER THE
REGULATIONS TO ASSURE THAT MATERIALS THEY DISTRIBUTE COMPLY WITH THE
NOTICE/DISCLOSURE STATEMENT REQUIREMENT.
21. OBLIGATIONS
OF TUBE SITE
OWNERS
22.
IMPLEMENTED SECTION 2257A, WITH A
SIMILIFIED CERTIFICATION PROTOCOL FOR PRODUCERS OF SIMULATED SEX
DEPICTIONS AND
IMAGES COVERED EXCLUSIVELY BECAUSE THEY DEPICT GENITALS OR PUBIC AREA
OR BECAUSE
THEY ARE REGULATED BY THE FCC OR ARE DISTRIBUTED IN A MANNER DISSIMILAR
FROM
CHILD PORNOGRAPHY, WHEN THE ENTITY REGULARLY MAINTAINS EMPLOYMENT
IDENTITY
RECORDS.
Section
75.9
23.
PROVIDED A DEFINITION FOR
“SIMULATED SEX”.
“Simulated”
means that the work is made with actual human beings and is intended
to, and to
a reasonable person does, appear as if the performers are engaging in
the
specified conduct.
75.1
(o)
*
* *
The
foregoing list of changes and issues demonstrates that many issues and
ambiguities
remain unresolved and that it contains contradictions indicative of a
hasty,
time-pressed hand at DOJ, or not-exactly-seamless work by multiple
hands in CEOS.
Copyright 2009-2011 J. D. Obenberger. All rights reserved.
This article is written to generally inform the public and does not provide legal advice nor does it establish an attorney-client relationship. If you have a legal issue or question, contact a lawyer. If you are arrested, make no statement and contact a lawyer immediately.
Joe Obenberger is a Chicago Loop lawyer concentrating in the law of free expression and liberty under the United States Constitution, and his firm has represented many owners, employees, and customers of adult-oriented businesses, both online and in the real world. He can be reached in the office at 312 558-6420. His e-mail address is obiwan@xxxlaw.net.
J. D. Obenberger and Associates are available for consultation, representation, and defense of adult-oriented businesses.

